Aumni requires specific fields and final, executed PDF copies of the documents listed below to begin extracting your data.
Depending on the type of event, different information and documents are required. You can also access a full list of the necessary documents to share with Aumni directly in your account via the 'Help' button in the Documents section.
Requirements for your submitted SOI or Deal Tracker
- Name of Portfolio company, SPV, or fund-of-fund (including DBA, if any)
- Transaction type (e.g., pre-seed, Series A, Series D1, dissolved, etc.)
- Transaction cost (specify currency)
- Share count per transaction (if equity financing)
- Date of transaction
- Legal name of your investing entity(ies) per transaction
Required documents for various financing transactions:
For Preferred Stock in C-Corps in Direct Investments
- Charter: Certificate (or Articles) of Incorporation
- Stock Purchase Agreement (SPA)
- Investor's Rights Agreement (IRA)
- Voting Agreement
- Right of First Refusal (ROFR) + Co-Sale Agreement
- Management Rights Letters (MRLs) + Side Letters
- Stockholder or Shareholder Agreement
For Convertible Securities
- Note Purchase Agreement (NPA)
- Convertible (Promissory) Note (CPN)
- SAFE
- KISS
- SAFT
- Warrant + documents for underlying preferred equity (if any)
For Preferred Stock in Limited Liability Companies (LLC) in Direct Investments
- Limited Liability Company (LLC) Agreement or Operating Agreement
- Unit or Membership Interest Purchase Agreement
- Voting Agreement
- Right of First Refusal (ROFR) + Co-Sale Agreement
- Management Rights Letters (MRLs) + Side Letters
- Unitholder or Members Agreement
Other Transactions and Security Types
- Secondary Transfer
- Common Stock Purchase
- Fund Investments
- Foreign Investments (in USD)
Required documents for various exit types:
IPO
- Listed Stock Exchange
- Ticker
- S-1
Public Market Sale
- Evidence of Public Stock Sale
Merger or Acquisition
- Purchase & Sale Agreement
- Letter of Transmittal
- Merger Agreement
- Joinder (optional)
Dissolution
- Certificate of Dissolution
- Letter of Transmittal (optional)
File Size Limitation
- Individual file size: 200MB
- Folder size: Can total over 200MB